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Санкции, налагани от ЕЦБ

В съответствие с Регламент (ЕО) № 2157/1999 (ЕЦБ/1999/4) по-долу е публикувана информация за санкциите, наложени от ЕЦБ, считано от 26 юни 2023 г. Институцията, на която е наложена санкцията, може да заведе дело в Съда на Европейския съюз, който да се произнесе по законосъобразността на окончателното решение за налагане на такава санкция в срока, посочен в член 263 от ДФЕС. Когато решение за налагане на санкция е предмет на преглед от Съда на Европейския съюз, ЕЦБ без излишно отлагане включва в публикацията си и информация за статута на въпросното обжалване и резултата от него.

Sanctions for breaches of Banknotes rules

Date of ECB decision

Undertaking concerned

Amount
(in EUR)

Areas of infringement

Publication

Decision status

-

-

-

-

-

-

In accordance with Article 19 of Decision (EU) 2020/637 of the European Central Bank (ECB/2020/24), the ECB may impose sanctions in the event of discrepancies in the quantities of euro banknotes or euro banknote paper. In accordance with Article 9(1) of European Central Bank Regulation (EC) No 2157/1999 (ECB/1999/4), the ECB must publish any decision imposing sanctions in case of a breach of an ECB regulation or decision on its official website without undue delay, once the decision has become final in accordance with Article 3(8) of Council Regulation (EC) No 2532/98.

Pursuant to Article 3(4) of Regulation (EC) No 2532/98, the Executive Board of the ECB must adopt a reasoned decision as to whether an undertaking has committed an infringement together with the sanction, if any, to be imposed.

Sanctions for breaches of financial market infrastructure oversight requirements

Date of ECB decision

Undertaking concerned

Amount
(in EUR)

Areas of infringement

Publication

Decision status

-

-

-

-

-

-

In accordance with Article 23 of Regulation of the European Central Bank (EU) No 795/2014 (ECB/2014/28), in case of an infringement of Regulation (EU) No 795/2014 (ECB/2014/28) the ECB must impose sanctions in accordance with Council Regulation (EC) No 2532/98 and European Central Bank Regulation (EC) No 2157/99 (ECB/1999/4). In accordance with Article 9(1) of Regulation (EC) No 2157/1999 (ECB/1999/4), the ECB must publish any decision imposing sanctions in case of a breach of an ECB regulation or decision on its official website without undue delay, once the decision has become final in accordance with Article 3(8) of Regulation (EC) No 2532/98.

Pursuant to Article 3(4) of Regulation (EC) No 2532/98, the Executive Board of the ECB must adopt a reasoned decision as to whether an undertaking has committed an infringement together with the sanction, if any, to be imposed.

Sanctions for breaches of statistical reporting requirements

Date of ECB decision

Undertaking concerned

Amount
(in EUR)

Areas of infringement

Publication

Decision status

-

-

-

-

-

-

In accordance with Article 7(1) of Council Regulation (EC) No 2533/98, the ECB has the power to impose sanctions on reporting agents which are subject to reporting requirements and residing in a participating Member State and which fail to comply with the obligations resulting from Regulation (EC) No 2533/98 or from ECB regulations or decisions defining and imposing the ECB’s statistical reporting requirements.

In accordance with Article 9(1) of European Central Bank Regulation (EC) No 2157/1999 (ECB/1999/4), the ECB must publish any decision imposing sanctions in case of a breach of an ECB regulation or decision on its official website without undue delay, once the decision has become final in accordance with Article 3(8) of Council Regulation (EC) No 2532/98.

Pursuant to Article 3(4) of Regulation (EC) No 2532/98, the Executive Board of the ECB must adopt a reasoned decision as to whether an undertaking has committed an infringement together with the sanction, if any, to be imposed.

Sanctions for minimum reserve related matters (such as breaching the minimum reserve requirement)

Date of ECB decision

Undertaking concerned

Amount
(in EUR)

Type and nature of the breach

Publication
(if any)

Decision status

17 September 2024

NATIXIS Pfandbriefbank AG [DE]

1,115.36

Failure to hold required level of minimum reserves in MP04 2024

-

Final

17 September 2024

TEN31 Bank AG [DE]

781.35

Failure to hold required level of minimum reserves in MP04 2024

-

Final

17 September 2024

GRESHAM Banque [FR]

594.80

Failure to hold required level of minimum reserves in MP04 2024

-

Final

17 September 2024

Triodos Bank N.V. [NL]

112.31

Failure to hold required level of minimum reserves in MP04 2024

-

Final

17 September 2024

Raiffeisenbank Buch-Eching eG [DE]

376.69

Failure to hold required level of minimum reserves in MP04 2024

-

Final

17 September 2024

Hoist Finance AB (publ) Niederlassung Deutschland [DE]

158.92

Failure to hold required level of minimum reserves in MP04 2024

-

Final

23 July 2024

Harzsparkasse [DE]

3,986.20

Failure to hold required level of minimum reserves in MP03 2024

-

Final

23 July 2024

AS "SEB banka" [LV]

7,583.36

Failure to hold required level of minimum reserves in MP08 2023

-

Final

11 June 2024

EUROPE ARAB BANK SA [FR]

5,465.63

Failure to hold required level of minimum reserves in MP02 2024

-

Final

11 June 2024

Marchfelder Bank eG [AT]

776.43

Failure to hold required level of minimum reserves in MP2 2024

-

Final

11 June 2024

Sligo Credit Union Limited [IE]

109.66

Failure to hold required level of minimum reserves in MP2 2024

-

Final

11 June 2024

Bankhaus Herzogpark AG [DE]

601.59

Failure to hold required level of minimum reserves in MP2 2024

-

Final

11 June 2024

Delen Private Bank N.V. [NL]

179.89

Failure to hold required level of minimum reserves in MP2 2024

-

Final

11 June 2024

UBS (Monaco) S.A. [FR]

11,858.17

Failure to hold required level of minimum reserves in MP2 2024

-

Final

16 April 2024

Sparkasse Westmünsterland [DE]

215.27

Failure to hold required level of minimum reserves in MP1 2024

-

Final

16 April 2024

Kreissparkasse Tübingen [DE]

152.66

Failure to hold required level of minimum reserves in MP1 2024

-

Final

16 April 2024

BANCA POPOLARE DEL CASSINATE SOCIETA' COOPERATIVA PER AZIONI [IT]

17,081.85

Failure to hold required level of minimum reserves in MP1 2024

-

Final

12 March 2024

LGT Bank AG, Zweigniederlassung Österreich [AT]

4,660.72

Failure to hold required level of minimum reserves in MP8 2023

-

Final

12 March 2024

Santander Consumer Bank Aktiengesellschaft [DE]

3,855.13

Failure to hold required level of minimum reserves in MP8 2023

-

Final

30 January 2024

Sparkasse Lüneburg [DE]

1,141.91

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Triodos Bank N.V. [NL]

161.79

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Clearstream Banking Aktiengesellschaft [DE]

537.26

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Sparkasse Zwickau [DE]

123.67

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Advanzia Bank S.A. [LU]

4,853.27

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Sparkasse Hochfranken [DE]

265.93

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Sparkasse Olpe-Drolshagen-Wenden [DE]

201.38

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

J.P. Morgan SE [DE]

11,437.39

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Raiffeisenbank Rehling eG [DE]

202.54

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

DNB Bank ASA Filiale Deutschland [DE]

9,077.89

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Bigbank AS [EE]

10,430.53

Failure to hold required level of minimum reserves in MP7 2023

-

Final

30 January 2024

Quintet Private Bank (Europe) S.A [LU]

865.14

Failure to hold required level of minimum reserves in MP7 2023

-

Final

19 December 2023

DekaBank Deutsche Girozentrale [DE]

330.88

Failure to hold required level of minimum reserves in MP6 2023

-

Final

19 December 2023

Volksbank Baumberge eG [DE]

304.68

Failure to hold required level of minimum reserves in MP6 2023

-

Final

19 December 2023

Banque Edel SA [FR]

589.45

Failure to hold required level of minimum reserves in MP6 2023

-

Final

19 December 2023

Mobilis banque [FR]

257.27

Failure to hold required level of minimum reserves in MP6 2023

-

Final

31 October 2023

KBC Bank [BE]

17,686.68

Failure to hold required level of minimum reserves in MP5 2023

-

Final

31 October 2023

Sparkasse Hohenlohekreis [DE]

225.59

Failure to hold required level of minimum reserves in MP5 2023

-

Final

31 October 2023

Thüringer Aufbaubank, Anstalt des öffentlichen Rechts [DE]

523.73

Failure to hold required level of minimum reserves in MP5 2023

-

Final

31 October 2023

CACEIS Bank [FR]

4,125.81

Failure to hold required level of minimum reserves in MP5 2023

-

Final

31 October 2023

BNP Paribas Réunion [FR]

4,863.14

Failure to hold required level of minimum reserves in MP5 2023

-

Final

19 September 2023

Bankhaus Ellwanger & Geiger AG [DE]

3,759.19

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

Intesa Sanpaolo Wealth Management – Belgium Branch [BE]

2,095.92

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

BMW Bank GmbH [DE]

331,378.34

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

UBS Europe SE [DE]

4,682.39

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

TARTU HOIU-LAENUÜHISTU [EE]

572.73

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

AXA Banque [FR]

8,377.67

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

BPCE [FR]

50,553.78

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

Mega International Commercial Bank Co, Ltd [FR]

5,669.97

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

ICCREA BANCA S.P.A. - ISTITUTO CENTRALE DEL CREDITO COOPERATIVO (IN FORMA ABBREVIATA: ICCREA BANCA S.P.A.) [IT]

1,844.51

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

BANCO BILBAO VIZCAYA ARGENTARIA S.A. (BBVA) [IT]

5,545.47

Failure to hold required level of minimum reserves in MP4 2023

-

Final

19 September 2023

OP Corporate Bank Plc filiāle Latvijā [LV]

9,642.22

Failure to hold required level of minimum reserves in MP4 2023

-

Final

In accordance with Article 9(1) of European Central Bank Regulation (EC) No 2157/1999 (ECB/1999/4), the ECB must publish any decision imposing sanctions in case of a breach of an ECB regulation or decision on its official website without undue delay, once the decision has become final in accordance with Article 3(8) of Council Regulation (EC) No 2532/98, in conjunction with Article 7(2) or (3), respectively, of Council Regulation (EC) No 2531/98.

Pursuant to Article 3 of Regulation (EC) No 2532/98 and Article 7(1) of Regulation (EC) No 2531/98, in case of non-compliance with the application of minimum reserve requirements, a sanction is applied by the relevant national central bank on behalf of the Executive Board of the ECB. These sanctions are imposed on institutions for breaching their obligation to hold the required level of minimum reserves. As such, the sanction amount is calculated in accordance with the formula set out in Annex I to Decision (EU) 2021/1815 of the European Central Bank (ECB/2021/45), so that it is based on the amount which the institution concerned failed to hold as minimum reserves during a given maintenance period.

In case of sanctions imposed pursuant to Article 3 of Regulation (EC) No 2532/98 and Article 7(3) of Regulation (EC) No 2531/98 for breaches of other obligations related to minimum reserves, further information is included in an accompanying document linked above.

What are minimum reserve requirements and when does the ECB impose a sanction?

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Интересувате се от надзорните санкции?

Надзорни санкции

Интересувате се от санкциите, които ЕЦБ е наложила при изпълнението на надзорните си задачи? Те са публикувани на уебсайта на банковия надзор. Последвайте връзката по-долу.

Надзорни санкции

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